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Stories with organization: U.S. Securities and Exchange Commission
  • Ex BP-employee settles US insider-trading charges 
    Updated: Apr-17-14 2:36 pm
  • WASHINGTON - A former BP employee who was a coordinator during the 2010 oil spill in the Gulf of Mexico has agreed to settle federal charges of using confidential information on the seriousness of the spill to profit illegally from trading in BP stock.

  • Energy Future Holdings misses filing deadline 
    Updated: Apr-15-14 3:08 pm
  • FORT WORTH, Texas - Energy Future Holdings is still not ready to file its already delayed annual report, the company said in a filing Tuesday with the federal Securities and Exchange Commission.

  • Court overturns 1 SEC conflict minerals provision 
    Updated: Apr-14-14 6:20 pm
  • WASHINGTON - A federal appeals court has overturned a disclosure requirement that public companies must post information about their use of minerals from Congo, where militias linked to atrocities have profited from mining minerals used in electronics, jewelry and other goods.

  • HP to pay $108M to end international graft inquiry 
    Updated: Apr-09-14 1:58 pm
  • NEW YORK - Hewlett-Packard will pay the U.S. government $108 million to settle charges that former employees paid bribes to officials in Russia, Mexico and Poland.

  • Marlboro maker Altria Group CEO made $17.5M in '13 
    Updated: Apr-09-14 12:07 pm
  • RICHMOND, Virginia - Marlboro maker Altria Group Inc. CEO Martin J. Barrington's pay package jumped to nearly $17.5 million for fiscal 2013.

  • CVS settles SEC investigation for $20 million 
    Updated: Apr-08-14 3:07 pm
  • CVS Caremark has finalized a $20 million settlement with the Securities and Exchange Commission over accusations that the company misled investors and used improper accounting to boost its performance several years ago.

  • Dominion Resources CEO Farrell made $10.9M in 2013 
    Updated: Mar-27-14 10:47 am
  • RICHMOND, Virginia - Energy provider Dominion Resources Inc. awarded its CEO a pay package valued at $10.9 million in fiscal 2013, up 33 percent from the previous year, according to an Associated Press analysis of a regulatory filing.

  • Philip Morris Int'l CEO made $10.9M in 2013 
    Updated: Mar-27-14 10:34 am
  • RICHMOND, Virginia - Philip Morris International Inc. gave CEO Andre Calantzopoulos a pay package valued at about $10.9 million for fiscal 2013.

  • Coca-Cola's pay for management under fire 
    Updated: Mar-25-14 2:37 pm
  • NEW YORK - An investment fund is taking issue with Coca-Cola's pay proposal for management, saying it represents a "raw deal" for shareholders in light of the beverage maker's slowing growth.

  • RI money adviser barred from securities business 
    Updated: Mar-23-14 3:28 pm
  • PROVIDENCE, Rhode Island - Federal regulators have barred a Cumberland financial adviser from the securities industry following his guilty plea to fraud charges.

  • Reynolds' Delen made $10.45 million in 2013 
    Updated: Mar-21-14 12:31 pm
  • RICHMOND, Virginia - Reynolds American Inc., the nation's second-biggest tobacco company, awarded its CEO Daniel M. Delen a compensation package valued at $10.45 million in fiscal 2012, about 21 percent more than the previous year, according to an Associated Press analysis of a regulatory filing.